Compliance Operations Officer

📋 Description

• Regulatory Advisory & Support: Primary contact for policy and queries from ops teams.
• Onboarding Oversight: Oversee daily KYC/AML checks and client onboarding.
• Policy Governance: Maintain and improve Compliance Manual and policies per ASIC/AUSTRAC.
• Regulatory Engagement: Coordinate ASIC/AUSTRAC and external audits; ensure timely submissions.
• Controls Testing & Risk Assessment: Lead audits, controls testing and risk assessments.
• Board & Committee Reporting: Prepare data-driven reports for leadership.

🎯 Requirements

• Industry Experience: 2–4 years in compliance/regulatory roles in OTC derivatives or financial markets.
• Regulatory Expertise: Knowledge of ASIC Regulatory Guides, AML/CTF Act and derivative reporting obligations.
• Operational Know-how: Onboarding workflows, trading systems, policy drafting and reporting.
• Analytical Mindset: Detail-oriented and data-driven problem solver under pressure.
• Communication & Stakeholder Management: Clear communicator with regulators and internal teams.
• Education & Credentials: Bachelor’s degree in finance/law or related; AML certifications welcomed.

🎁 Benefits

• Competitive Salary: Salary package commensurate with experience.
• Work-Life Harmony: Hybrid work arrangement for balance.
• Annual Performance Bonus: Bonus tied to performance.
• Generous Time Off: Generous annual leave to recharge.
• Comprehensive Health & Pension Benefits: Medical and pension perks.
• Workation Wonderland: 30 extra days to work remotely worldwide.