Related skills
compliance regulatory filings audits surveillance name screening📋 Description
- Monitor Surveillance activities: trade and name screening.
- Assist in regulatory change implementation via a compliance tool.
- Conduct regular compliance audits and assess risks within surveillance function.
- Prepare and submit regulatory filings and SEBI reports.
- Collaborate with internal teams for compliance reviews and audits.
- Maintain records of compliance activities and findings.
🎯 Requirements
- Bachelor’s degree in Commerce, Finance, Business Admin, Law, or related field.
- 4–5 years of relevant experience.
- Familiar with SEBI regulations and compliance requirements.
- Strong analytical skills and attention to detail.
- Excellent written and verbal communication.
- Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint).
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