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Responsibilities: Monitor the company’s platformsMonitor the reception, transmission and execution of client’s ordersPrepares various reports for management and clientsMonitor the company’s execution and Best Interest PolicySuggest continues improvement of operational procedures improving the departmentTrade surveillance and monitoring for transactionsInteracting with and operations technolog...
We are seeking a Group Market Abuse Controls Officer to support the development and enhancement of the firm’s market abuse surveillance framework across all regulated entities. The role will focus on the design and implementation of new alerts, quality assurance testing and rolling out processes group-wide. This position is critical to ensuring that the firm maintains robust surveillance capa...
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