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fintech operations automation regulatory compliance investor-records📋 Description
- Manage the lifecycle of share exchanges with accuracy in our ops portal.
- Act as a process architect by building policies, procedures, and checklists.
- Proactively identify opportunities to streamline workflows and reduce friction.
- Work with clients and partners to troubleshoot issues and maintain service quality.
- Maintain strict compliance with internal policies, regulations, and TA standards.
- Assist with cross-training and strategic projects to support growth.
🎯 Requirements
- 2-5 years of operations experience at banks, transfer agents, or custodians.
- Deep understanding of regulations around share movements and investor records.
- Comfortable with internal operations portals and fintech.
- Meticulous with a zero-error mindset in high-stakes environments.
- Strong troubleshooting; able to resolve complex discrepancies with others.
- Ownership mindset focused on process improvement and efficiency.
🎁 Benefits
- Comprehensive health, vision, and dental insurance with employer-paid premiums.
- HSA, FSA, Dependent Care, 401k, and commuter benefits.
- Employer-funded life and disability insurance coverage.
- 11 observed holidays and PTO plan.
- Up to 12 weeks paid family leave.
- Continuing education reimbursement.
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