Added
9 days ago
Type
Full time
Salary
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Related skills
trading securities brokerage operations fix regulatory complianceπ Description
- Monitor trading activity across asset classes during all sessions.
- Maintain health of FIX trading lines; liaise with venues.
- Resolve trade inquiries and ensure timely, accurate trade processing.
- Manage risk, deadlines, and service levels while complying with policy.
- Collaborate with cross-functional teams (Product, Engineering, Compliance).
- In-person attendance at multiple offices (Lake Mary, Chicago, Denver) at least 3 days per week.
π― Requirements
- Bachelor's degree or equivalent work experience.
- 2+ years in a broker-dealer operations/trading environment.
- FINRA Series 7 required.
- FINRA 57 license required.
- Strong understanding of brokerage operation functions.
- Self-starter with ability to work independently and adapt.
π Benefits
- Performance-based compensation with equity and 401(k) matching.
- 100% paid health insurance for employees; 90% for dependents.
- Lifestyle wallet β flexible benefits for wellness and learning.
- Employer-paid life and disability insurance; fertility and mental health benefits.
- Time off including holidays, PTO, sick time, parental leave, and more.
- Exceptional office experience with meals, events, and comfortable spaces.
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