Added
9 days ago
Type
Full time
Salary
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trading securities brokerage operations fix regulatory compliance

πŸ“‹ Description

  • Monitor trading activity across asset classes during all sessions.
  • Maintain health of FIX trading lines; liaise with venues.
  • Resolve trade inquiries and ensure timely, accurate trade processing.
  • Manage risk, deadlines, and service levels while complying with policy.
  • Collaborate with cross-functional teams (Product, Engineering, Compliance).
  • In-person attendance at multiple offices (Lake Mary, Chicago, Denver) at least 3 days per week.

🎯 Requirements

  • Bachelor's degree or equivalent work experience.
  • 2+ years in a broker-dealer operations/trading environment.
  • FINRA Series 7 required.
  • FINRA 57 license required.
  • Strong understanding of brokerage operation functions.
  • Self-starter with ability to work independently and adapt.

🎁 Benefits

  • Performance-based compensation with equity and 401(k) matching.
  • 100% paid health insurance for employees; 90% for dependents.
  • Lifestyle wallet β€” flexible benefits for wellness and learning.
  • Employer-paid life and disability insurance; fertility and mental health benefits.
  • Time off including holidays, PTO, sick time, parental leave, and more.
  • Exceptional office experience with meals, events, and comfortable spaces.
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