Related skills
sql python databricks spark nasdaq smarts📋 Description
- Monitor trading activity across equities, options, and ETFs for violations.
- Review alerts and dispositions; determine root causes, not just close.
- Calibrate surveillance scenarios and thresholds; track regulatory developments.
- Produce clear, evidence-based disposition narratives for investigations.
- Query and explore trade data using SQL in our Databricks environment.
- Support regulatory inquiries from FINRA, the SEC, and exchanges.
🎯 Requirements
- Real surveillance experience at a FINRA broker-dealer, exchange, or SRO.
- AI fluency: leverage AI to draft analyses while validating outputs.
- Conceptual data fluency: understand data tables and relationships.
- Genuine market curiosity about venues, liquidity, and price formation.
- Nice to have: stronger SQL or Python; cloud analytics (Databricks).
- Nice to have: experience with Nasdaq SMARTS, NICE Actimize, or Eventus; Series 7/24.
🎁 Benefits
- In-office 4 days a week in New York, Chicago, and Lithuania.
- Competitive compensation, equity, and 401(k) match.
- Full insurance coverage and wellness reimbursement.
- Company phone and personal development allowance.
- Generous PTO, observed holidays, and extended leave.
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