Related skills
finra system upgrades sie regulatory compliance trade processing📋 Description
- Trade Processing and Monitoring: central point for active transactions.
- Review and process trade transactions for accuracy and completeness.
- Ensure timely settlement of trades per internal policies.
- Compliance and Risk Management: identify risks and mitigate with internal teams.
- System and Process Improvements: participate in system upgrades.
- Collaboration and Communication: work with brokers, issuers, clients, and stakeholders.
🎯 Requirements
- 1+ year in operations, consulting, finance, accounting, fund management or law.
- Strong critical thinking; thrives in an entrepreneurial environment.
- Excellent attention to detail and clear verbal/written communication.
- Comfort working in fast, high‑pressure situations.
- Desire to improve operational efficiency and drive strategic initiatives.
- Ability to work independently and in a team.
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