Related skills
compliance trading regulatory trading systems sieπ Description
- Own all parts of the transaction process end-to-end.
- Review trades for accuracy and completeness.
- Ensure timely settlement of trades per internal policies.
- Identify risks and collaborate to mitigate them.
- Participate in new trading systems and process improvements.
- Document and maintain records of all trade activities.
π― Requirements
- 1 year+ experience in operations, consulting, finance, accounting, funds or law.
- Strong critical thinking and entrepreneurial mindset.
- Excellent attention to detail and verbal/written communication.
- Comfort working in fast, high-pressure environments.
- Desire to improve operational efficiency and achieve strategic initiatives.
- Ability to work independently and as part of a team.
- SIE and Series 99 to be obtained within 90 days.
- Physical requirements: operate a computer for 8 hours per day.
π Benefits
- Background checks after offer.
- Equal opportunity employer.
- Diverse and inclusive workplace.
- Hybrid work arrangement in San Francisco.
- Opportunities for professional growth.
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