Related skills
risk management documentation compliance finra settlement📋 Description
- Oversee trade processing and settlement for Forge platform transactions
- Act as the deal point person and central knowledge source for active trades
- Ensure compliance with internal controls and regulatory requirements
- Collaborate with brokers and teams to resolve trade issues and settlement
- Support system upgrades and new trading tools to improve efficiency
- Maintain accurate records of all trade transactions and activities
🎯 Requirements
- Minimum 1 year in operations, consulting, finance, accounting, fund mgmt, or law
- Strong critical thinking with an entrepreneurial mindset
- Excellent attention to detail and verbal/written communication
- Able to handle fast, high-pressure environments
- Willing to improve operational efficiency and support strategic initiatives
- SIE and Series 99 to be obtained within 90 days of hire
🎁 Benefits
- Denver residents: $65,000-$80,000 with annual bonus
- Final offers vary by geography, candidate experience, bonus, and factors
- Background checks including employment and education verification
- State and county criminal history checks
- Forge is an equal opportunity employer
- Opportunity to work on Forge's global private market platform
Meet JobCopilot: Your Personal AI Job Hunter
Automatically Apply to Operations Jobs. Just set your
preferences and Job Copilot will do the rest — finding, filtering, and applying while you focus on what matters.
Help us maintain the quality of jobs posted on Empllo!
Is this position not a remote job?
Let us know!