Compliance Associate

Added
15 days ago
Type
Full time
Salary
Upgrade to Premium to se...

Related skills

broker-dealer asset management marketing review finra series 7 communication skills

📋 Description

  • Build relationships with Compliance, Legal, Product, and Marketing teams globally.
  • Collaborate on daily tasks and larger projects as assigned.
  • Understand KKR and Global Atlantic’s business processes and regulatory obligations.
  • Identify and implement process improvements to reduce workloads and improve quality.
  • Establish strong relationships within the broader KKR organization.
  • Seek knowledge and provide prompt, accurate responses to inquiries.

🎯 Requirements

  • FINRA Series 7 and 24 licenses required soon after starting.
  • Bachelor’s Degree or relevant work experience equivalent.
  • At least 3 years in financial services (broker-dealer, advisory, asset manager, or insurance).
  • Strong written and oral communication skills.
  • Ability to work with a geographically dispersed team.
  • Ability to process large amounts of complex information quickly and act.

🎁 Benefits

  • Base Salary Range: $140,000 – $175,000 USD
  • Eligible for discretionary bonus
Share job

Meet JobCopilot: Your Personal AI Job Hunter

Automatically Apply to Legal Jobs. Just set your preferences and Job Copilot will do the rest — finding, filtering, and applying while you focus on what matters.

Related Legal Jobs

See more Legal jobs →