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policy development training marketing review vendor risk management regulatory compliance📋 Description
- Lead and develop two direct reports.
- Oversee daily marketing material and social media reviews per SEC/FINRA.
- Partner with marketing to align initiatives with business goals.
- Manage the marketing review tool, including AI features.
- Identify and implement marketing program enhancements.
- Review marketing-related vendors as part of third-party risk management.
🎯 Requirements
- Expertise in SEC Rule 206(4)-1 and FINRA 2210.
- Management experience.
- Excellent communication and organizational skills.
- Series 24 required (or must obtain).
- Ability to organize and prioritize workflow.
- Ability to multi-task and meet deadlines.
🎁 Benefits
- Comprehensive benefits: medical, dental, vision, life, AD&D, STD/LTD.
- Flexible paid time off.
- 7 Employee Resource Groups for community.
- Empowerment to own and lead change.
- Professional development opportunities.
- Lunch from in-house chef at NYC HQ.
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