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regulatory compliance tax_obligations📋 Description
- Take ownership of the retirement account and tax product portfolio
- Develop and implement seamless money movement products and controls
- Collaborate with treasury, finance, and operations to meet funding and tax needs worldwide
- Drive end-to-end delivery for regulatory and risk compliance
- Streamline and automate processes to speed regulatory and business changes
- Apply platform and process design expertise across trading, middle office, operations, data
🎯 Requirements
- Product leadership with money movement and tax obligations of a US broker-dealer
- Experience implementing automated processes and supervisory controls for timely funding and settlements
- Lead from the front as a 'player/coach' to drive change across the organization
- Navigate customer and trade lifecycle systems and workflows
- Oversee and communicate across a cross-functional team in a matrixed environment
- Track record of engaging external counterparts in the brokerage industry, including regulators and exchanges
🎁 Benefits
- Competitive medical, dental, and vision insurance options
- Mental health resources
- Generous paid time off with observed holidays
- Paid parental leave for biological and adoptive parents
- Up to $2,500 per year for education and personal development
- Up to $900 per year for fitness and wellness reimbursement
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