Related skills
regulatorycompliance crossborder investmentmanagementagreements sideletters distributionagreements📋 Description
- Primary advisor on complex institutional client matters; negotiates IMA and side letters.
- Lead legal support for intermediary, model-delivery, and distribution relationships.
- Partner with teams to deliver practical, risk-aware legal guidance.
- Oversee fee arrangements and MFN analysis to ensure regulatory compliance.
- Review RFPs, DDQs, and client disclosures for sign-off.
🎯 Requirements
- JD with 5-10 years legal experience.
- Experience advising asset managers/financial services on client and distribution matters.
- Exceptional negotiation skills; investment agreements, side letters, and intermediaries.
- Strong knowledge of the Investment Advisers Act and regulatory frameworks.
- Ability to operate independently and advise cross-functional stakeholders.
- Excellent communication and listening skills; analytical thinker.
🎁 Benefits
- Medical, dental, life, and long‑term disability coverage.
- 401(k) with profit sharing.
- Open PTO and leaves of absence.
- Tuition reimbursement and dependent care resources.
- Charitable gifts matching and commuter benefits.
Meet JobCopilot: Your Personal AI Job Hunter
Automatically Apply to Legal Jobs. Just set your
preferences and Job Copilot will do the rest — finding, filtering, and applying while you focus on what matters.
Help us maintain the quality of jobs posted on Empllo!
Is this position not a remote job?
Let us know!