Senior Compliance Associate

Added
2 hours ago
Type
Full time
Salary
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Related skills

regulatory reporting nmls fcra mlo state regulatory examinations

📋 Description

  • Oversee multi-state mortgage and consumer lending licenses via NMLS and portals.
  • Manage research and submission of corporate, branch, and MLO license applications.
  • Lead preparation and submission of annual reports, MCRs, and financial filings.
  • Partner with Data/Operations/Finance to pull and reconcile loan data for reporting.
  • Lead liaison for state regulatory examinations and exams coordination.
  • Coordinate data-room prep and pre-review materials for examiners.

🎯 Requirements

  • 4-6 years of compliance/regulatory experience in mortgage lending or consumer finance.
  • High proficiency with the NMLS portal.
  • Strong knowledge of TILA/RESPA, ECOA, FCRA, SAFE Act, and open-end credit.
  • Experience participating in or leading state regulatory examinations.
  • Bachelor’s degree in Business, Finance, Legal Studies, or related field (or equivalent).
  • Familiarity with digital assets or blockchain technology (preferred).

🎁 Benefits

  • Comprehensive medical, dental, and vision coverage with employer-paid premiums for employees and dependents on select plans.
  • Company HSA, FSA, Dependent Care FSA, 401(k), and commuter benefits.
  • Employer-paid life and disability insurance.
  • 11 observed holidays and PTO plan.
  • Up to 12 weeks of paid family leave.
  • Continuing education reimbursement.
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