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2 days ago
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Full time
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data analytics licensing nmls regtech financialservices📋 Description
- Manage regulatory license authorization processes
- Lead license applications and regulator information requests
- Maintain regulatory reporting obligations for US entities
- Support or manage on-site exams and inspections with LRC
- Advise on regulatory changes and compliance risk for new laws
- Develop policies on regulatory risk for 1st line
🎯 Requirements
- Bachelor's degree with 4+ years in regulatory compliance (finance/FinTech/legal/consulting)
- Familiarity with US/Americas regulatory laws and best practices
- Data proficiency for strategic decision-making
- Strategic, creative approach to regulatory challenges
- Strong communication with regulators, leadership, and staff
- Experience building or maintaining a compliance program; licensing/RegTech exposure
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