Related skills
regulatory reporting risk assessment policy management consumer duty fca📋 Description
- Compliance Monitoring: Lead regular monitoring and testing to FCA requirements.
- Risk Assessment & Mitigation: Identify, assess, and document operational risks; propose improvements.
- Policy & Procedure Management: Maintain internal compliance policies reflecting the UK fintech landscape.
- Support Regulatory Reporting: Prepare data-driven reports for management and regulatory bodies (FCA).
- Financial Promotions Review: Review marketing promotions to ensure fair, clear, not misleading.
- Advisory & Collaboration: Guide Marketing and Product on risk warnings for regulated services.
🎯 Requirements
- Compliance foundations: Experience in risk or compliance in UK fintech.
- Regulatory knowledge: FCA Handbook including Consumer Duty.
- Analytical precision: Strong attention to detail to spot patterns and risks.
- Communication skills: Explain regulatory requirements to non-specialists.
- Proactive ownership: Self-starter with ability to manage multiple priorities.
- Relevant qualifications: Degree or ICA certifications desirable.
🎁 Benefits
- GoFlex – Work from Home, Office, or mix of both
- Your Birthday Day off
- 25 days annual leave + 8 UK bank holidays
- Induction & onboarding program with ongoing learning
- Death in service – 4x annual salary
- Salary Sacrifice options
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