Regulatory Compliance Associate

Added
14 days ago
Type
Full time
Salary
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Related skills

data analysis asic afsl rg_175 tmd

📋 Description

  • Oversee and implement Coinbase Australia’s regulatory compliance framework.
  • Monitor Target Market Determinations (TMDs) and support DDO governance.
  • Maintain regulatory breach register; coordinate breach assessments and ASIC notices.
  • Maintain structured records and audit trails per AFSL, RG 175, and regs.
  • Prepare for ASIC regulatory engagement; draft responses and logs.

🎯 Requirements

  • 3+ years in compliance, regulatory, or risk roles in Australian financial services.
  • Knowledge of Corporations Act 2001 (ch. 7) and ASIC guidance.
  • Strong attention to detail; ability to perform tasks under time pressure.
  • Effective written communication for regulatory correspondence and reports.
  • Ability to work independently on BAU regulatory tasks; escalate when needed.
  • Comfort designing workflows in a fast-paced environment and openness to AI tools.

🎁 Benefits

  • Bonus eligibility and equity eligibility.
  • Medical, dental, and vision benefits.
  • Company offsites multiple times annually.
  • Remote-first culture with in-person collaboration.
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