Related skills
crm options annuities series 7 mutual funds📋 Description
- Provide professional customer service supporting client satisfaction.
- Adhere to Branch, Firm and Compliance policies.
- Review and process account documents; inform FA of activity.
- Assist FAs with financial plans for current and prospective clients.
- Assist FA with client mailings, communications and events.
- Facilitate transfer of client funds and issuance of checks.
🎯 Requirements
- Complete SIE and Series 7; Series 66 licensing.
- Knowledge of stocks, bonds, margin accounts, options.
- Two years experience as a Registered Client Associate.
- Post-secondary education preferred.
- Microsoft Word, Excel, Outlook; CRM experience preferred.
- Strong communication and client service skills.
🎁 Benefits
- Medical, Dental and Vision
- Company 401(k) and ESOP contribution
- Generous sick, vacation and parental leave
- Paid holidays
- Professional Development Opportunities
- Tuition Reimbursement ($15,000 lifetime cap)
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