Registered Client Associate

📋 Description

• Join a dynamic Wealth Management team in Pasadena, CA.
• Requires attention to detail, multitasking, and strong client service.
• Maintain confidentiality of client, FA, branch, and company information.

🎯 Requirements

• SIE and FINRA Series 7; Series 66 (or 63/65) or ability to obtain licensing.
• Knowledge of securities industry, operations and products (stocks, bonds, options, mutual funds, annuities, insurance).
• At least two years as a Registered Client Associate.
• Solid tech skills (Word, Excel, Outlook); Thomson ONE, Envestnet, CRM, MoneyGuidePro preferred.
• Excellent communication, problem solving and client service skills.
• Strong attention to detail and ability to manage multiple priorities.

🎁 Benefits

• Medical, Dental and Vision
• 401(k) and ESOP contributions
• Generous sick, vacation, and parental leave
• Paid holidays
• Professional development opportunities
• Tuition reimbursement ($15,000 lifetime cap)