Related skills
settlement dtc nscc obligation warehouse smart trackπ Description
- Lead and mentor a team of Settlement Analysts.
- Manage daily settlement operations, reconciliations, and fail control.
- Oversee seg deficit management and segmentation reporting.
- Collaborate with internal teams and external stakeholders to resolve issues.
- Ensure accurate daily entries, adjustments, and corrections.
- Partner with Product/Engineering to design process improvements.
π― Requirements
- 6+ years in brokerage operations and management (self-clearing broker-dealer).
- Leadership: proven ability to coach and manage high-performing teams.
- Securities licenses: Series 7, 24, and 53.
- Technical aptitude with DTC, NSCC, Obligation Warehouse, SMART Track; fixed-income processing.
- Ownership mindset with accountability and strong communication.
- Resilience and creative problem solving under pressure.
π Benefits
- Hybrid work schedule for most positions.
- Offices in Culver City, SF, and Dallas for collaboration.
- Competitive pay and equity for eligible roles.
- Premium health, dental, and vision insurance (HMO/PPO).
- 401k with 4% match and immediate vesting.
- 16 weeks paid parental leave.
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