Manager - Risk Advisory (Internal Audit & SOX - Financial Services) (NY)
Related skills
sox gaap ifrs aml basel iii📋 Description
- Conduct fieldwork, test controls, and prepare work papers.
- Perform preliminary analyses and assessments of units, areas, or controls.
- Walkthroughs with management; document processes with narratives, flowcharts, and RCMs.
- Evaluate and test internal controls; develop remediation strategies for gaps.
- Assess liquidity, credit, model, operational, and market risks; ensure robust risk management.
- Ensure SOX, Basel III/CCAR, IFRS/GAAP compliance and local regulations.
🎯 Requirements
- 5+ years in financial services (professional services or industry)
- Experience auditing Financial Crime: AML/ABAC/ Sanctions
- Experience auditing asset and wealth managers’ investments and processes
- Proficiency identifying liquidity, credit, model, operational, and market risks
- Bachelor’s degree from an accredited university
- Knowledge of Sales, Trading, Compliance, and Operations; CCAR/regulatory requirements
🎁 Benefits
- Hybrid work arrangement
- Comprehensive health, dental, and vision
- 401(k) with company matching
- Flexible spending accounts
- Parental and maternity leave
- Technology stipends and wellness programs
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