Added
less than a minute ago
Type
Full time
Salary
Salary not provided

Related skills

equities options finra series 7 series 63 etfs

📋 Description

  • Execute and support trades across equities, ETFs, options, fixed income, and structured products.
  • Advisor-facing support for order entry, trade workflows, allocations, and settlements.
  • Assist RIAs with ETF and equity execution, liquidity, and timing.
  • Support options trading, including single- and multi-leg strategies and margin impact.
  • Execute and support fixed income trades across Treasuries, agencies, corporates, and CDs.
  • Coordinate structured product and mutual fund transactions, including subscriptions and redemptions and workflows.

🎯 Requirements

  • FINRA Series 7 and 63 required; Series 4/24 a plus or willingness to obtain.
  • Series 57 required within 90 days; Series 52/53 may be required depending on role.
  • 3–7 years of trading experience across asset classes in broker-dealer/RIA environment.
  • Knowledge of equities, ETFs, options, fixed income, structured products, and mutual funds.
  • Experience handling margin accounts and margin requirements.
  • Strong attention to detail; capable of managing multiple workflows.
  • Excellent communication skills and ability to explain complex concepts to RIAs.
  • Bachelor’s degree in Finance, Economics, Business, or related field.

🎁 Benefits

  • A hybrid work schedule for most positions.
  • Offices in Culver City, SF, and Dallas.
  • Competitive pay and equity for eligible positions.
  • Premium healthcare, dental, and vision insurance (HMO/PPO).
  • 401k with a 4% match and immediate vesting.
  • 16 week paid parental leave.
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