Related skills
equities options finra series 7 series 63 etfs📋 Description
- Execute and support trades across equities, ETFs, options, fixed income, and structured products.
- Advisor-facing support for order entry, trade workflows, allocations, and settlements.
- Assist RIAs with ETF and equity execution, liquidity, and timing.
- Support options trading, including single- and multi-leg strategies and margin impact.
- Execute and support fixed income trades across Treasuries, agencies, corporates, and CDs.
- Coordinate structured product and mutual fund transactions, including subscriptions and redemptions and workflows.
🎯 Requirements
- FINRA Series 7 and 63 required; Series 4/24 a plus or willingness to obtain.
- Series 57 required within 90 days; Series 52/53 may be required depending on role.
- 3–7 years of trading experience across asset classes in broker-dealer/RIA environment.
- Knowledge of equities, ETFs, options, fixed income, structured products, and mutual funds.
- Experience handling margin accounts and margin requirements.
- Strong attention to detail; capable of managing multiple workflows.
- Excellent communication skills and ability to explain complex concepts to RIAs.
- Bachelor’s degree in Finance, Economics, Business, or related field.
🎁 Benefits
- A hybrid work schedule for most positions.
- Offices in Culver City, SF, and Dallas.
- Competitive pay and equity for eligible positions.
- Premium healthcare, dental, and vision insurance (HMO/PPO).
- 401k with a 4% match and immediate vesting.
- 16 week paid parental leave.
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