Related skills
tableau chatgpt broker-dealer gemini regtech📋 Description
- Lead a team that audits parent company communications for compliance.
- Provide QA checks on entity compliance reviews and ensure guidance is applied.
- Collaborate with Communications and Marketing on compliant campaigns.
- Guide internal partners on applying compliance standards to projects from the outset.
- Review and advise on enterprise-level communications for regulatory alignment.
- Serve as principal-level approver for communications, ensuring regulatory adherence.
🎯 Requirements
- Bachelor’s Degree required; JD or MBA is a plus.
- 7+ years in communications compliance within financial services.
- 3+ years in a people management role.
- Strong understanding of SEC, FINRA, CFTC, FTC, FCA rules.
- Experience with Red Oak, Tableau, and AI tools like ChatGPT/Gemini.
- Excellent writing, analytical, and interpersonal skills.
🎁 Benefits
- Challenging, high-impact work to grow your career.
- Performance-based compensation with bonus, equity, and 401(k) matching.
- Healthcare coverage for you and dependents.
- Flexible benefits spending account for wellness and learning.
- Life and disability insurance, fertility benefits, and mental health support.
- Generous paid time off, holidays, and parental leave.
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