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brokerage finra series 7 series 63 ira finra series 24📋 Description
- Act as primary supervisor for IRA-related communications and workflows.
- Review/approve departmental workflows to FINRA/SEC standards.
- Escalate and resolve complex IRA issues, including inherited cases.
- Lead, coach, and develop a team of specialists.
- Identify IRA lifecycle bottlenecks; drive streamlined processes.
- Monitor interactions to maintain white-glove, compliant service.
🎯 Requirements
- Licenses: FINRA Series 7, 63/66, and 24 active.
- 4+ years in retirement or brokerage; 1–2 years in leadership.
- Deep knowledge of Traditional, Roth, and Inherited IRAs.
- Leadership presence to coach peers and resolve client issues.
- Operationally driven; detail-oriented with metrics focus.
- Crypto enthusiast with interest in crypto and retirement planning.
🎁 Benefits
- 401(k) with employer match
- Group health, dental, vision, and life/disability insurance
- Paid time off: birthday and work anniversary
- Flexible work: hybrid or remote setup
- Internal mobility program for career growth
- Region-specific Crypto.com benefits
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