Internal Audit Associate

📋 Description

• Plan and execute audits of global regulatory regimes (SEC, FINRA, state insurance)
• Drive the risk-based Internal Audit Plan and risk assessment process
• Execute audits; identify/assess financial, IT, and regulatory risks; test controls
• Collaborate on ad-hoc engagements and projects requested by management
• Develop process narratives, audit programs, and test procedures
• Partner with management to implement corrective actions from IA recommendations

🎯 Requirements

• 5+ years of audit experience; Big 4/financial services preferred
• Chartered accountant preferred (CPA/CIA) and/or IIA Standards
• Self-starter; works well independently and in teams
• Superior written and verbal communication skills
• Proficient in Microsoft Office (Excel, Word, PowerPoint)
• SOX compliance and internal controls

🎁 Benefits

• Exposure to senior leaders and opportunity to drive change
• Global audit scope across business lines and regions
• Travel to New York and other offices as needed