Related skills
data analytics internal audit surveillance workiva regulatory compliance📋 Description
- Act as SME for Market Integrity and Surveillance; provide strategic guidance.
- Develop and implement audit plans for Market Integrity and Trading Compliance.
- Advise senior management on risks from market manipulation and regulatory trends.
- Collaborate with Compliance, Risk, Product, and Data Science to improve data/reporting.
- Lead audits on market conduct, trade surveillance, and best execution.
- Ensure remediation of issues to strengthen controls and remediation.
🎯 Requirements
- 8+ years in internal audit or compliance surveillance; crypto experience a plus.
- Market abuse surveillance expertise: insider trading, spoofing, layering.
- Understanding market structure: spot/derivatives, order books, liquidity.
- Experience with best execution frameworks, trade reporting, post-trade transparency.
- Regulatory knowledge: SEC, CFTC, FINRA, MiFID II/MiFIR, MAR.
- Proficiency with audit tools (Workiva) and data analytics; strong communication.
🎁 Benefits
- Competitive total compensation package
- L&D programs and education subsidies
- Team-building programs and company events
- Wellness and meal allowances
- Comprehensive healthcare schemes for employees and dependants
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