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vendor management fca sysc regulatory compliance cobs📋 Description
- Lead risk-based internal audit strategy aligned with regulatory obligations and risk landscape.
- Drive independent assurance across trading, tech, AML, outsourcing, conduct risk and compliance.
- Shape hybrid audit framework combining internal and co-sourced capability to stay scalable and credible.
- Partner with Audit Committee and senior teams to report on material risks and control effectiveness.
- Align methodologies and reporting with FCA expectations, IIA standards, and best practice.
- Identify emerging risks (operational resilience, AI/model risk, digital assets) and adapt coverage.
🎯 Requirements
- Significant internal audit/assurance experience in UK-regulated investment firms or fintech.
- Deep knowledge of FCA rules: MIFIDPRU, SYSC, COBS, AML/CTF, resilience.
- Experience auditing trading platforms, tech, financial crime, and outsourcers.
- Comfort working in hybrid or co-sourced audit models with independence.
- Qualified CIA/ACA/ACCA/CPA/CISA.
- Ability to assess complex controls and translate findings into practical recommendations.
🎁 Benefits
- Competitive salary.
- Work-life harmony.
- Generous annual leave.
- Health and pension benefits.
- Workation: 30 extra days to work remotely globally.
- Volunteer days.
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