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aml consumer duty fca pensions cobs📋 Description
- Primary UK regulatory lead (SMF 16/17) for Upvest Securities.
- Lead UK SIPP/pension regulatory workstream.
- Oversee Financial Crime, AML guidance, and sanctions risks.
- Review and enhance CMP; ensure B2B partners meet obligations.
- Implement data-driven monitoring aligned to COBS, CASS, SYSC, Consumer Duty.
- Partner with Product, Engineering and Growth to embed compliance in new products.
🎯 Requirements
- 7+ years in UK-regulated compliance/AML.
- Direct SMF 16/17 experience or willingness.
- Strong FCA rule knowledge (COBS, Consumer Duty).
- SIPPs/Pensions experience desirable.
- Strategic thinker to scale compliance in fintech.
- Leadership with stakeholder management in regulated environment.
- Legal background considered a plus.
🎁 Benefits
- 30 days annual leave plus confidential coaching.
- Remote work abroad up to 183 days per year.
- One-month sabbatical after every 4 years.
- Personal development budget for growth.
- Flexible hybrid work across Berlin/London/Tallinn.
- Equity program and above-market salary.
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