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risk management mifid cass fca compliance monitoring📋 Description
- Develop and implement monitoring frameworks for safeguarding and CASS.
- Conduct regular compliance monitoring of safeguarding/CASS controls.
- Review policies and controls for safeguarding and CASS compliance.
- Analyze transactions to identify breaches or weaknesses.
- Document findings and escalate significant issues to stakeholders.
- Track remediation and validate effectiveness of actions.
🎯 Requirements
- Bachelor's degree in Finance, Law, or related field.
- 3–5 years in compliance or risk monitoring in financial services.
- Understanding of payment regulations and safeguarding obligations.
- Strong analytical, problem-solving, and attention to detail.
- Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
- Fluency in English; Spanish desirable.
🎁 Benefits
- Competitive starting salary with annual discretionary bonus.
- Dedicated mentorship and clear career progression.
- Cutting-edge technology and tailor-made tools.
- Dynamic and supportive culture with teamwork focus.
- Generous benefits package including health care and social benefits.
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