Related skills
fintech aml broker-dealer ofac actimize📋 Description
- Investigate customer backgrounds and transactions for AML/TF activity
- Prepare investigation reports with findings and recommendations
- Escalate urgent matters to management and lead discussions on findings
- Identify process improvements to increase quality, accuracy, efficiency and scalability
- Contribute to drafting enhanced procedures or controls
- Participate in team and cross-department meetings and training
🎯 Requirements
- Bachelor's Degree or equivalent work experience
- 2+ years in EDD/CDD or AML compliance (broker-dealer/FinTech/bank)
- Experience using Actimize or other case management systems
- Knowledge of BSA, AML, USA Patriot Act, OFAC and privacy laws
- Understanding broker-dealer operations and financial services compliance
- Strong written and verbal communication across all management levels
🎁 Benefits
- Market-competitive pay and equity
- 100% paid health insurance for employees; 90% for dependents
- Annual wellness and learning wallet
- Fertility and family-building benefits
- Mental health support for employees and dependents
- Generous time off including holidays, PTO, sick time, parental leave
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