Related skills
series 7 ria investment advisers act of 1940 private funds regulatory compliance📋 Description
- Create and implement adviser compliance program for funds.
- Enhance and oversee the funds' due diligence process.
- Support funds business: structuring and documentation review.
- Develop and implement operational infrastructure for funds lifecycle.
- Provide strategic compliance support for Hiive's funds team.
- Collaborate across departments to drive funds initiatives.
- Broker-dealer compliance support for placement agent activities.
🎯 Requirements
- 8+ years in compliance (RIA/BD).
- Strong familiarity with the Investment Advisers Act of 1940.
- Experience with private funds.
- Creative problem solving for novel regulatory requirements.
- Ability to advise fast-moving product/business/ops teams.
- Proven judgment under high-pressure situations.
- Series 7 and 24.
- Familiarity with the Investment Company Act of 1940 and funds.
- Experience with private investments or structuring alt products.
🎁 Benefits
- Ownership via employee stock option plan.
- 100% employer-paid health and dental premiums.
- HQ desk in Vancouver with gym and rooftop amenities.
- $20 per-day commuter benefit for Vancouver HQ.
- Onsite social calendar with catered lunches and retreats.
- Sponsorship, immigration, and relocation for exceptional candidates.
🚚 Relocation support
🛃 Visa sponsorship
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