Related skills
series 7 debt capital markets equity capital markets finra sie series 24๐ Description
- Deal Execution & Settlement for ECM and select DCM transactions.
- Coordinate execution workflows from launch through pricing, allocation, confirmations, and settlement.
- Partner with internal Operations and external parties on wiring, delivery, and settlement.
- Maintain execution checklists, timelines, and trackers; escalate issues.
- Manage syndicate communications and documentation; coordinate inputs and allocations.
- Assist ECM team to keep stakeholders aligned throughout the lifecycle.
๐ฏ Requirements
- 8+ years experience in a similar role.
- FINRA SIE and Series 7 required; Series 24 preferred or within six months.
- Knowledge of equity and debt capital markets syndicate and operations.
- Strong organizational, communication, and analytical skills; project management a plus.
- Proficient in Word, Excel, Outlook, PowerPoint; industry applications a plus.
- Ability to handle confidential information, work independently under pressure, and maintain high accuracy.
๐ Benefits
- Base salary depending on seniority, plus incentive compensation.
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