Related skills
cybersecurity privacy transaction monitoring vendor due diligence nfa📋 Description
- Develop and maintain compliance policies and procedures in line with CFTC and NFA rules
- Respond to regulatory and legal inquiries, exams, and audits
- Review and approve customer-facing communications, including promotional materials and social media
- Maintain the firm's ISSP and Privacy Policy to support cybersecurity and data protection
- Train staff on compliance topics such as ethics, cybersecurity, customer protection, and anti-fraud measures
- Support the Risk Management Program, including transaction monitoring, margin, and segregated funds review
🎯 Requirements
- Bachelor's degree in a related field
- Minimum 2 years of futures compliance experience (IB/FCM/regulator)
- Experience with Bylaw 1101, disclosures, privacy, cybersecurity, and customer communications
- Ability to work cross-functionally across departments
- Strong organizational skills and attention to detail
- Proficient in Microsoft Office Suite
🎁 Benefits
- Generous PTO
- 7 Paid Holidays Annually + 5 Conditional Holidays Annually
- 401k with 3.5% Company Match
- Paid Parental Bonding Leave
- Health, Vision, Dental Coverage
- Life and Disability Insurance Covered 100% by NinjaTrader
Meet JobCopilot: Your Personal AI Job Hunter
Automatically Apply to Legal Jobs. Just set your
preferences and Job Copilot will do the rest — finding, filtering, and applying while you focus on what matters.
Help us maintain the quality of jobs posted on Empllo!
Is this position not a remote job?
Let us know!