Related skills
data analysis compliance monitoring aml regulatory📋 Description
- Sales practice reviews of front office interactions to ensure compliant selling.
- Best Execution Oversight: analyze trade data to obtain best client outcomes.
- Suitability & Appropriateness Testing: review client files for accuracy.
- Thematic reviews: investigate industry/regulatory findings and identify remediation.
- Policy evolution: update Best Execution Policy and Product Governance.
- Referral review: review front office interactions to ensure EPEU referrals meet requirements.
🎯 Requirements
- Education: Bachelor's degree.
- Experience: 2–5 years in financial services.
- Language: Good English.
- Competencies: analytical, MiFID awareness, detail-oriented, organized.
- Experience in monitoring; AML or Compliance certifications.
🎁 Benefits
- Dedicated mentorship from experienced managers.
- Cutting-edge tech and tailored tools.
- Clear, accelerated career progression paths.
- Dynamic, supportive culture and teamwork.
- Generous benefits package with health and social benefits.
- Central office location with easy transport links.
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