Compliance Associate - Financial Services

Added
less than a minute ago
Type
Full time
Salary
Salary not provided

Related skills

risk management stakeholder management internal investigations regulatory compliance obas

📋 Description

  • Undertake compliance monitoring and reviews across conduct and desk-based assessments.
  • Support and lead internal investigations into potential misconduct.
  • Partner with senior compliance leaders across EMEA/Asia for registrations, training.
  • Manage Outside Business Activities (OBAs), personal accounts, and employee trading.
  • Collaborate with stakeholders to ensure regulatory standards and policies.
  • Work in a high-impact control function within a global investment bank.
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