Related skills
auditing compliance sql python regulatory📋 Description
- Conduct day-to-day supervision of trading activity and staff conduct.
- Handle formal complaints and related regulatory submissions.
- Map regulatory requirements to deliver a best-in-class compliance program.
- Partner with Legal, Finance, Engineering, Sales, Trading, Client Success and Operations.
- Help build a scalable, innovative compliance platform.
🎯 Requirements
- 3+ years of investment industry compliance experience.
- Creative problem solving; link business needs to regulations.
- Excellent interpersonal skills; collaborative.
- Analytical, detail-oriented with strong judgment.
- Honest, ethical; does what is right.
- Proficient in SQL or Python (Preset is a plus).
🎁 Benefits
- Top-tier health benefits and life insurance.
- Long-term savings with employer match for Wealthsimple for Business.
- 20 vacation days, 4 wellness days; unlimited sick/mental health days.
- 90 days away program to work outside Canada for up to 90 days/year.
- Employee Resource Groups (Rainbow, Women of WS, Black @ WS).
- Remote-first team with 1,500+ employees across North America.
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