Related skills
compliance research transcripts regulatory compliance๐ Description
- Review expert call transcripts for material nonpublic info per protocols.
- Complete due diligence on each call; document violations; escalate.
- Research financial reports and regulatory filings using internal resources.
- Proactively manage internal/external communications in a fast-paced env.
- Input, track, and maintain data on processes and transcripts.
- Part of India Compliance Review team with 24x5 coverage across time zones.
๐ฏ Requirements
- 1-2 years in research/compliance roles preferred.
- Acute attention to detail; strong written and verbal English.
- Ability to prioritize, manage time, and stay organized.
- Thrive in a dynamic, fast-paced environment; adaptable.
- 1-2 years in relevant roles preferred but not required.
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