Related skills
documentation financial services security finra risk assessment📋 Description
- Advise on regulatory requirements for the product
- Guide compliance-related product feature development
- Review roadmap with a compliance lens
- Support creation of a compliance framework
🎯 Requirements
- Compliance expertise in financial services roles
- Regulatory knowledge: FINRA, SEC and related frameworks
- Experience navigating compliance in banking, brokerage, or fintech
- Product development advisory: embed compliance in design
- Risk assessment: evaluate risks and mitigation strategies
- Documentation & processes: create compliance docs and policies
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