Client Associate

📋 Description

• Provide professional client service for requests, accounts, and regulatory needs.
• Review and process account documents; resolve issues including suspicious activity.
• Assist in crafting financial plans for current and prospective clients.
• Help develop periodic client mailings, communications and events.
• Facilitate transfer of client funds and/or securities and issuance of checks.
• Adhere to branch, firm and compliance policies and regulations.

🎯 Requirements

• Opportunity to complete SIE and FINRA Series 7 exams; Series 66/63/65 eligibility.
• High school graduate; post-secondary education or comparable experience preferred.
• Solid skills in Word, Excel, and Outlook; eager to leverage tech to improve client experience.
• Proven ability to build client relationships with strong written and verbal communication; problem solving.
• Strong attention to detail and accuracy; ability to perform semi-advanced math.
• Ability to handle multiple demands in a deadline-driven environment.

🎁 Benefits

• Medical, Dental and Vision
• Company 401(k) and ESOP contribution
• Generous sick, vacation, and maternity/parental leave
• Paid holidays
• Professional Development Opportunities
• Tuition Reimbursement ($15,000 lifetime cap)