Related skills
apis eventus scila cea smarts📋 Description
- Primary liaison with the CFTC and regulators
- Manage regulatory inquiries, exams, and Rule Enforcement Reviews
- Oversee Part 40 rule filings for new products and rules
- Advise leadership on regulatory implications of new lines and products
- Oversee trade surveillance to detect manipulation and spoofing
- Lead investigations and disciplinary actions in market regulation
🎯 Requirements
- 10+ years of compliance, legal or regulatory experience in US derivatives
- Leadership experience managing compliance teams and C-suite/Board
- Expert knowledge of the Commodity Exchange Act, Parts 38, 39 and 40
- Bachelor's Degree Required
- J.D. or Master's in Finance/Business preferred
🎁 Benefits
- Competitive salary
- Generous annual leave, birthday & work anniversary
- 401(k) with employer match
- Health, dental, vision, and life/disability insurance
- Hybrid or remote work setup
- Internal mobility and career growth opportunities
Meet JobCopilot: Your Personal AI Job Hunter
Automatically Apply to Legal Jobs. Just set your
preferences and Job Copilot will do the rest — finding, filtering, and applying while you focus on what matters.
Help us maintain the quality of jobs posted on Empllo!
Is this position not a remote job?
Let us know!