Related skills
options series 7 series 63 margin series 4📋 Description
- Monitor real-time customer activity to manage margin and options exposure.
- Review daily reporting and take action on exceptions.
- Follow Reg T and FINRA Rule 4210 for margin calls.
- Perform option expiration and risk mitigation.
- Provide customer service focus.
- Drive process improvements and efficiencies.
- Review fraud alerts daily.
- Ad hoc duties and projects as assigned.
🎯 Requirements
- Series 7 and 63 required; Series 4 preferred or obtainable within 3 months
- 3+ years brokerage operations experience
- Strong attention to detail, accuracy and reliability
- Experience with FINRA and OCC regulations and systems
- Team player with ability to work independently
- Adapt to changing business and regulatory environment
- Enjoys challenges and taking ownership of new responsibilities
🎁 Benefits
- Competitive Salary & Stock Options
- Health Benefits
- New Hire Home-Office Setup: One-time USD $500
- Monthly Stipend: USD $150 per month via a Brex Card
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