Related skills
security finra trade lifecycle series 7 series 63📋 Description
- Run day-to-day brokerage ops for Invest and Crypto with accurate, timely execution.
- Serve as the primary US escalation point for trade breaks and real-time issues.
- Supervise brokerage ops as designated principal (Series 24) with SEC/FINRA controls.
- Manage trade lifecycle: corrections, settlements, reconciliations, money movement, transfers (ACATS).
- Oversee corporate actions and asset servicing for dividends, splits, and events.
- Monitor operational health: trade flows, queues, and customer support; drive improvements.
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