Related skills
sql metabase acats dtcc nscc📋 Description
- Process daily ACATS transfers within timelines; validate client info and asset eligibility.
- Process DTC/FOP transfers, ACATS Free Deliveries, Fail Reversals, and nonstandard transfers.
- Identify irregularities; apply correct reject paths; implement controls to prevent errors.
- Communicate with contra firms, transfer agents, and partner brokers; coordinate rejections.
- Run mass account transfers and conversions (internal and external).
- Partner with engineering to automate daily self-clearing workflows.
🎯 Requirements
- 2+ years ACATS experience; portal usage; understand cycle, status, and timing.
- NSCC/DTCC rules; FINRA Rule 11870; standard vs nonstandard transfer flows.
- Knowledge of U.S. broker-dealer back-office ops: DTC settlements, FOP, Fund/SERV.
- Identify irregularities, draw conclusions, outline corrective measures.
- Excellent written and verbal communication; able to work remotely with hard daily cutoffs.
- Basic knowledge of SQL, Metabase, or similar tools; comfortable with internal tools.
🎁 Benefits
- Competitive salary and stock options
- Health benefits
- New hire home-office setup: USD 500
- Monthly stipend: USD 150 per month via Brex Card
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