Related skills
derivatives hedging regulatory reporting asc 815 regulatory complianceπ Description
- Support timely reporting to CFTC, NFA and other regulators
- Help monthly close for FCM and Broker Dealer entities
- Prepare monthly financial statements and quarterly/annual results
- Support internal/external audits for FCM and Broker Dealer
- Assist internal controls over compliance and accounting policies
- Monitor daily liquidity and capital requirements
π― Requirements
- 3-5 years in public accounting or regulated financial services
- BA/BS in Accounting or related field
- Must work EST hours to meet daily regulatory filing deadlines
- CPA strongly preferred
- Big 4 accounting experience
- Familiarity with FINRA/SEC broker-dealer rules and regulations
π Benefits
- In-person participation required throughout the year
- Team and company offsites held multiple times annually
- Medical, dental, vision and 401(k) benefits
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